News & Views Listed firms ‘must disclose forensic audits to exchanges’ Featured in: Sebi lays down code of conduct for AMCs Featured in: Sebi didn’t give nod to shut Franklin MFs Featured in: Sebi vets ABB Power offer price, valuation Featured in: Has the open offer for ABB Power bypassed SEBI rule? Featured in: SEBI’s settlement scheme can net Govt ā¹750 Crore Featured in: Regulatory Reality May Sour Millennials’ Stock Dreams Featured in: SEBI, CBDT MoU aimed at enhancing market transaction scrutiny: Lawyers Featured in: SEBI steps up vigil against insider trading, cracks down hard Featured in: SEBI Board Meeting today: To discuss special window for LTCG, Illiquid cases Featured in: SEBI can’t retain penalty amount once its order is set aside: SAT Featured in: Gujarat HC rules that stay on Franklin e-voting process continues Featured in: HC stays voting on Franklin Templeton schemesā closure Featured in: WhatsApp Leak Case: SEBIās Order Sets A Challenging Precedent, Say Experts Featured in: NHAI Case: Procedural Delays Canāt Mitigate Violation Of Law, Says SEBI Featured in: Mutual funds allowed to list units of shut schemes Featured in: Franklin Templeton investors mull action Featured in: SEBI provides Franklin Templeton investors an exit option via stock exchange Featured in: SEBI Urges Listed Companies To Reveal Coronavirusā Impact On Business Featured in: Franklin Templetonās e-voting views throw open legal debate Featured in: SEBI Eases Minimum Public Shareholding Norms Amid Virus Outbreak Featured in: Franklin Templeton’s decision to wind up 6 debt schemes attracts multiple probes Featured in: Covid-19 crisis: Over 100 firms missed deadline to appoint women directors Featured in: Vijay Shekhar Sharma reveals plan to spin out Paytmās different units and list them in 3 years Featured in: Yes Bank Case: SEBI Widens the Scope Of Disclosures Around Promoter Shares Featured in: Company promoters and insiders canāt buy shares till June 30 Featured in: Yes Bank scam: Investigators identify 102 shell companies floated by Kapoorās kin for fund misappropriation Featured in: NCLT allows MCA to reopen CG Power accounts for 5 years Featured in: SAT Mumbai sets aside IRDAI orders calling for prior permission before invocation of pledge on shares of insurance company. Featured in: SAT allows lenders to sell Reliance General Insurance Fetaured in: SAT allows holders of RCAPs pledged shares to find new buyers Fetaured in: SAT rejects SEBI’s review plea in Schneider Electric delisting case Fetaured in: Reformist Ajay Tyagi was SEBI chief amid turbulence, but had more hits than misses. Should he stay on? Featured in: SEBI redefines pledge to protect client securities. Featured in: The missing limb of justice: Karvy saga shows why SEBI scores only on paper in complaint redressal Featured in: Client must get time for margin before broker squares off position Featured in: ą¤ą„ą¤°ą¤Ŗą„ą¤°ą„ą¤ ą¤ą¤ą¤”िया ą¤ą„ SEBI ą¤ą„ ą¤¬ą„ą„ राहत, ą¤ą„ą¤Æą¤°ą¤®ą„ą¤Ø ą¤ą¤¾ पद ą¤ ą¤²ą¤ ą¤ą¤°ą¤Øą„ पर ą¤®ą„ą¤¹ą¤²ą¤¤ Featured in: More time for firms to split MD, CEO posts Featured in: NCLT to consider only government probe on CG Power Featured in: NCLT to decide restatement of CG Power accounts post 23rd january Featured in: Timeline for PMS 2.0 guidelines worries Rs. 16 trillion industry Featured in: Cyrus Mistry to ring in New Year with caveat Featured in: Cyrus Mistry’s ouster held illegal in big NCLAT blow to TATA Sons Featured in: Karvy one of three Indian brokers restricted after probe Featured in: Don’t treat shareholders of companies on regional exchanges as children of lesser God: SAT Featured in: Exchanges under lens for role in Karvy mess Featured in: Post Karvy, SEBI looks to impose limit on brokers Featured in: Price Waterhouse-SAT case: How Supreme Court ruling will impact SEBI in the long run Featured in: SC stays SAT’s order holding that SEBI lacks power to bar auditors Featured in: SEBI issues stricter norms amid spate of exits Featured in: Tribunal quashes SEBI order against Price waterhouse Featured in: SAT junks SEBI’s order against Price Waterhouse Featured in: Vol. VII, Aug 2019- Interview with Mr. Sumit Agrawal Featured in: InterGlobe aviation issue may land up in NCLT Featured in: Government may have a bigger say in SEBI finances Featured in: SEBI exempts family trust linked to promoter group of Rossell India from making open offer Featured in: SEBI gets teeth to probe new-age cases Featured in: Differential voting rights are good for Indian startups aiming for IPO- but not enough Featured in: SEBI probe into Leel Electricals sees a twist Featured in: Probe thoroughly before calling a company ‘shell’: Tribunal tells SEBI Featured in: Bankruptcy code will prevail over SEBI Actin disposing of assets attached for CIS fraud Featured in: SAT drops SEBI’s insider trading charge, penalty against Piramal’s Featured in: Insider Trading- A stricter diktat on trading window Featured in: 7 DSP Mutual Fund staff quit amid probe on dubious deals Featured in: SEBI’s ‘capital’ punishment to NSE, an unprecedented move Featured in: Off to vote: Tatas to RIL, companies give employees a chance to get inked Featured in: Leela-Brookfield deal under SEBI lens for RPT violations Featured in: Sun Pharma’s senior exec, wide settle insider trading case with SEBI Featured in: A mere statement sans motive is not fraud, rules SAT Featured in: SEBI keeps everyone guessing on spillover risk of not Fit-and-Proper Status Featured in: 100 sugar mills may face SEBI action for breach of private placement norms Featured in: SEBI order in NSEL case rattles financial services firms Featured in: Bombay HC clears way for SEBI to adjudicate against RIL Featured in: Reliance Group says pledged share sales drove group firms’ stock plunge Featured in: NCLT bars auditor for issuing ‘false’ certificate Featured in: India finance ministry to have greater say in SEBI rulemaking Featured in: Government moves to clip SEBI’s wings Featured in: SEBI unlikely to give ETIHAD an exemption Featured in: Insider Trading Regulations: SEBI notifies new rules of the game Featured in: SEBI to reintroduce DVR shares for listed companies Featured in: Settlement Orders: Tyagi may tell SEBI staff to go strictly by the book Featured in: MFs allowed to segregate bad assets Featured in: SEBI can take a leaf from SEC’s whistle-blower policy Featured in: NSEL scam: SEBI’s probe against 5 brokers at an ‘advance stage’ Featured in: SEBI acts on illiquid options trade manipulators Featured in: SEBI widens its definition of Fraud in Stock Market Trading Featured in: SEBI allows settlement of fraud cases, but with riders Featured in: SEBI cuts expense ratio for MF schemesĀ Featured in: SEBI proposal seeks info on Live-in relationships Featured in: SEBI seeks to recover penalties even when appeals are pending Featured in: Exit norms baffle promotors of compulsorily delisted firmsĀ Featured in: Why SEBI’s new KYC norm upsets SEBI Featured in: SEBI panel proposes widening of Consent Mechanism Featured in: Tyagi’s first 6 months usher in more reforms Featured in: Court stays proceedings against Assamco in ‘ shell companies’ caseĀ Ā Featured in: SEBI proposes direct overseas listing of companies Featured in: SEBI notice says Chanda Kochhar violated code of conduct Featured in: SEBI order kicks off storm; social media links can’t prove insider trading Featured in: Uttam Galva investors move SAT against ArcelorMittal as a public shareholderĀ Featured in: SEBI examining RBI norms on rating resolution plans of stressed assets Featured in: SEBI is doing a rethink on its trading plans & may even scrap them Featured in: Finish probe on time, CVC to SEBI Featured in: Nirav Modi hired PwC, IDFC Bank, Moelis, Jefferies to help launch IPO Featured in: SEBI mulls new structures for GIFT city traders Featured in: Rajesh Exports posts brokerage reports on stock exchange sites Featured in: SEBI gets teeth to act against exchanges, new market outfits Featured in: Crystal Crop Protection to buy Solvay’s India SpecialtyĀ Chem Biz Featured in: Regulating the Auditors: How NFRA & SEBI could co-exist Featured in: SEBI summons individuals raided over leak of earnings reports on WhatsApp Featured in: Analysts bat for joint monitoring of FPI limits by RBI, SEBI Featured in: SEBI considered news article to acquit ex-MCX officials of insider trading charges Featured in: Spike in insider trading, manipulation Featured in: SEBI widens net in WhatsApp probe Featured in: WhatsApp leak case: SEBI tells Axis Bank to probe suspected leak of results Featured in: SEBI conducts ‘Search & Seizure’ inĀ WhatsApp leak case Featured in: Government moves to take over Unitech as NCLT dismisses company board Featured in: IBC Ordinance may bar clean bidders too, say stakeholders Featured in: IBC ordinance, a blow to wilful defaulters? Featured in: Regulating unlisted firms: more teeth for SEBI but… Featured in: SEBI to keep NSE’s consent plea on hold till algo-trading system audit is complete Featured in: Cryptocurrencies, ICOs under SEBI lens Featured in: Government to set up an agency to regulate collective investment schemes Featured in: NeSL gets final nod to become India’s first Information Utility Featured in: NeSL gets registration to store information of bankruptcy cases Featured in: NeSL to be the first Information Utility under the new recovery lawĀ Featured in: India’s first Information Utility goes live Featured in: SAT pulls up SBI Life for delaying Rs. 275 crore refund matter Featured in: Tata Sons Shareholders back move to become a private company Featured in: Supreme Court widens scope of front-running rules to include individuals Featured in: Government may ask public unlisted companies to convert shares into demat form Featured in: Government looking to dematerialise shares of unlisted cos to curb black money Featured in: Government plans to dematerialise the shares of unlisted companies to crack down on black moneyĀ Featured in: SEBI weighs barring auditors if audit fails to give a true picture Featured in: Class action suits ripe for review Featured in: SEBI scanner on Infosys stock movement, corporate governance Featured in: Infosys compliance: SEBI seeks data Featured in: Shell stocks J Kumar, Prakash Industries to trade today Featured in: SAT order on shell companies Featured in: Shell companies case: SAT stays SEBI order on J Kumar Infra, Prakash Industries Featured in: Shell companies tag: 3 companies move SAT against SEBI order Featured in: Securities Appellate Tribunal allows two alleged shell companies to trade Featured in: Startup funding may come under SEBI lens Featured in: No definition for ‘shells’ in Cos Act Featured in: Bulls take cover as SEBI shells some D-street firms Featured in: Queries on selection of firms under graded surveillance measure Featured in: Startup ecosystem under scanner: SEBI notice to Angel networks Featured in: SEBI forms panel to review norms on insider trading, unfair trade practices Featured in: NSE case: SEBI may recast panel after two members raise conflict on interest issue Featured in: Salaries of NSE, BSE officials may be set up as per Companies Act Rules Featured in: SEBI logs on to Social Media to fight insider trading violations Featured in: Under Vikram Limaye, NSE applies to settle co-location case with SEBI Featured in: Investors may soon get to trade shares and commodities with one account Featured in: Vodafone-Idea merger: SEBI looks at open offer possibility Featured in: Investors ‘shell’ shocked over SEBI order Featured in: SEBI’s mercy for stressed asset transactions: The rationale and two unanswered questions Featured in: Price Waterhouse may face SEBI action in Satyam case Featured in: NSE to take consent mechanism route to settle preferential access case with SEBIĀ Featured in: Manipulation probes by SEBI hit a new high Featured in: SEBI ruling on Price Waterhouse’s role as Satyam auditor soon Featured in: SEBI to finalise regulations for universal exchanges by December Featured in: SEBI takes first major step towards development of commodity trading Featured in: Reliances chances on appeal against SEBI’s order Featured in: Bankruptcy board spells out eligibility Featured in: Webwork based on complex business model Featured in: No SEBI regulations in place yet to repay PACL investors Featured in: Government to set up agency to regulate collective investment schemes Featured in: Cyrus Mistry losing ground to TATA sons but legal battle far from over Featured in: Mallya has to get HC relief to hang on to UB post: Experts Featured in: SEBI ensures greater say for public shareholders in merger casesĀ Featured in: SEBI tightens merger and acquisition norms Featured in: SEBI streamlines norms for mergers involving listed companiesĀ Featured in: SEBI lowers broker fees by 25% Featured in: SEBI may appoint 3 EDs shortly Featured in: SEBI plans to allow FPIs have multiple Demat accounts Featured in: