SAT rejects Sebis objection allows appeals to be heard in absence of technical member Featured in: SAT rejects Sebi view, rules tribunal can function sans technical member Featured in: Securities & Appellate Tribunal says it can function without a technical member Featured in: Sebi objects to Securities Appellate Tribunal missing Key Member Featured in: Softbank-backed Paytm fast tracks IPO plan a year into the pandemic a $3 billion fundraising could be the biggest market debut in India Featured in: Making mutual funds accountable, SEBI style Featured in: Nazara, Metro Health’s earnings announcements before board approval raise eyebrows Featured in: Oaktree effect Sebi bars ‘sales pitch’ ratings Featured in: What Is Archegos And What Does It Mean For Indian Markets, Explained Featured in: SEBI seeks ‘discretion’ in prosecutions Featured in: Seeking compensation for tech glitches could be a tough task for investors Featured in: Sebi proposes stricter rules on independent directors Featured in: Regulator proposes stricter rules on independent directors Featured in: Indian regulator proposes stricter rules on independent directors Featured in: Indian regulator proposes stricter rules on independent directors Featured in: SEBI Investigations Into Serious Violations Of Market Rules Pile Up Featured in: Companies Act Amendment Will Facilitate Direct Overseas Listing Featured in: Move SAT first, Bombay High Court tells Schneider Electric President Featured in: With the IndiGo indictment, has SEBI changed the rules of the game Featured in: Sebi ban on Kishore Biyani- how one of the Future Retail CMD’s many ‘schemes’ landed him in trouble Featured in: GameStop Fiasco The Stock that pitted Hedge Fund Billionaires against Internet Memers Featured in: Budget 2021 Government takes the Budget route to give SEBI more teeth Featured in: Can GameStop frenzy happen in India Featured in: Schneider Electric President told to relist or follow delisting process Featured in: SEBI directs Schneider Electric to list on national bourses Featured in: HDFC Bank penalises employee for wrongful share trading Featured in: Sebi stuns Mukesh Ambani with its final dash in a 12-year-old marathon RPL share-sale case Featured in: AIF registration dips in 2020 as fund managers turn cautious amid Covid-19 Featured in: Sebi likely to relax norms for investing in insolvent firms Featured in: Franklin Templeton Mutual Fund to seek clarity from SC on Karnataka HC order Featured in: Wabco India shares will remain under pressure. Here’s why Featured in: SAT clearing more cases now than before Covid-19 Featured in: Franklin Templeton needs unit holder approval for scheme wind-ups Featured in: BSE sends notice to Kirloskar companies for not disclosing settlement deed Featured in: SEBI Tightens Norms Governing Inter Scheme Transfer Of Securities Within Mutual Funds Featured in: Listed firms ‘must disclose forensic audits to exchanges’ Featured in: Sebi lays down code of conduct for AMCs Featured in: Sebi didn’t give nod to shut Franklin MFs Featured in: Sebi vets ABB Power offer price, valuation Featured in: Has the open offer for ABB Power bypassed SEBI rule? Featured in: SEBI’s settlement scheme can net Govt ₹750 Crore Featured in: Regulatory Reality May Sour Millennials’ Stock Dreams Featured in: SEBI, CBDT MoU aimed at enhancing market transaction scrutiny: Lawyers Featured in: SEBI steps up vigil against insider trading, cracks down hard Featured in: SEBI Board Meeting today: To discuss special window for LTCG, Illiquid cases Featured in: SEBI can’t retain penalty amount once its order is set aside: SAT Featured in: Gujarat HC rules that stay on Franklin e-voting process continues Featured in: HC stays voting on Franklin Templeton schemes’ closure Featured in: WhatsApp Leak Case: SEBI’s Order Sets A Challenging Precedent, Say Experts Featured in: NHAI Case: Procedural Delays Can’t Mitigate Violation Of Law, Says SEBI Featured in: Mutual funds allowed to list units of shut schemes Featured in: Franklin Templeton investors mull action Featured in: SEBI provides Franklin Templeton investors an exit option via stock exchange Featured in: SEBI Urges Listed Companies To Reveal Coronavirus’ Impact On Business Featured in: Franklin Templeton’s e-voting views throw open legal debate Featured in: SEBI Eases Minimum Public Shareholding Norms Amid Virus Outbreak Featured in: Franklin Templeton’s decision to wind up 6 debt schemes attracts multiple probes Featured in: Covid-19 crisis: Over 100 firms missed deadline to appoint women directors Featured in: Vijay Shekhar Sharma reveals plan to spin out Paytm’s different units and list them in 3 years Featured in: Yes Bank Case: SEBI Widens the Scope Of Disclosures Around Promoter Shares Featured in: Company promoters and insiders can’t buy shares till June 30 Featured in: Yes Bank scam: Investigators identify 102 shell companies floated by Kapoor’s kin for fund misappropriation Featured in: NCLT allows MCA to reopen CG Power accounts for 5 years Featured in: SAT Mumbai sets aside IRDAI orders calling for prior permission before invocation of pledge on shares of insurance company. Featured in: SAT allows lenders to sell Reliance General Insurance Fetaured in: SAT allows holders of RCAPs pledged shares to find new buyers Fetaured in: SAT rejects SEBI’s review plea in Schneider Electric delisting case Fetaured in: Reformist Ajay Tyagi was SEBI chief amid turbulence, but had more hits than misses. Should he stay on? Featured in: SEBI redefines pledge to protect client securities. Featured in: The missing limb of justice: Karvy saga shows why SEBI scores only on paper in complaint redressal Featured in: Client must get time for margin before broker squares off position Featured in: कॉरपोरेट इंडिया को SEBI की बड़ी राहत, चेयरमैन का पद अलग करने पर मोहलत Featured in: More time for firms to split MD, CEO posts Featured in: NCLT to consider only govt. probe on CG Power Featured in: NCLT to decide restatement of CG Power accounts post 23rd january Featured in: Timeline for PMS 2.0 guidelines worries Rs. 16 trillion industry Featured in: Cyrus Mistry to ring in New Year with caveat Featured in: Cyrus Mistry’s ouster held illegal in big NCLAT blow to TATA Sons Featured in: Karvy one of three Indian brokers restricted after probe Featured in: Don’t treat shareholders of companies on regional exchanges as children of lesser God: SAT Featured in: Exchanges under lens for role in Karvy mess Featured in: Post Karvy, SEBI looks to impose limit on brokers Featured in: Price Waterhouse-SAT case: How Supreme Court ruling will impact SEBI in the long run Featured in: SC stays SAT’s order holding that SEBI lacks power to bar auditors Featured in: SEBI issues stricter norms amid spate of exits Featured in: Tribunal quashes SEBI order against Price waterhouse Featured in: SAT junks SEBI’s order against Price Waterhouse Featured in: Vol. VII, Aug 2019- Interview with Mr. Sumit Agrawal Featured in: InterGlobe aviation issue may land up in NCLT Featured in: Government may have a bigger say in SEBI finances Featured in: SEBI exempts family trust linked to promoter group of Rossell India from making open offer Featured in: SEBI gets teeth to probe new-age cases Featured in: Differential voting rights are good for Indian startups aiming for IPO- but not enough Featured in: SEBI probe into Leel Electricals sees a twist Featured in: Probe thoroughly before calling a company ‘shell’: Tribunal tells SEBI Featured in: Bankruptcy code will prevail over SEBI Actin disposing of assets attached for CIS fraud Featured in: SAT drops SEBI’s insider trading charge, penalty against Piramal’s Featured in: Insider Trading- A stricter diktat on trading window Featured in: 7 DSP Mutual Fund staff quit amid probe on dubious deals Featured in: SEBI’s ‘capital’ punishment to NSE, an unprecedented move Featured in: Off to vote: Tatas to RIL, companies give employees a chance to get inked Featured in: Leela-Brookfield deal under SEBI lens for RPT violations Featured in: Sun Pharma’s senior exec, wide settle insider trading case with SEBI Featured in: A mere statement sans motive is not fraud, rules SAT Featured in: SEBI keeps everyone guessing on spillover risk of not Fit-and-Proper Status Featured in: 100 sugar mills may face Sebi action for breach of private placement norms Featured in: SEBI order in NSEL case rattles financial services firms Featured in: Bombay HC clears way for SEBI to adjudicate against RIL Featured in: Reliance Group says pledged share sales drove group firms’ stock plunge Featured in: NCLT bars auditor for issuing ‘false’ certificate Featured in: India finance ministry to have greater say in SEBI rulemaking Featured in: Government moves to clip SEBI’s wings Featured in: SEBI unlikely to give ETIHAD an exemption Featured in: Insider Trading Regulations: SEBI notifies new rules of the game Featured in: SEBI to reintroduce DVR shares for listed companies. Featured in: Settlement Orders: Tyagi may tell SEBI staff to go strictly by the book Featured in: MFs allowed to segregate bad assets Featured in: SEBI can take a leaf from SEC’s whistle-blower policy Featured in: NSEL scam: SEBI’s probe against 5 brokers at an ‘advance stage’ Featured in: SEBI acts on illiquid options trade manipulators Featured in: SEBI widens its definition of Fraud in Stock Market Trading Featured in: SEBI allows settlement of fraud cases, but with riders Featured in: SEBI cuts expense ratio for MF schemes Featured in: SEBI proposal seeks info on Live-in relationships Featured in: SEBI seeks to recover penalties even when appeals are pending Featured in: Exit norms baffle promotors of compulsorily delisted firms Featured in: Why SEBI’s new KYC norm upsets SEBI Featured in: SEBI panel proposes widening of Consent Mechanism Featured in: Tyagi’s first 6 months usher in more reforms Featured in: Court stays proceedings against Assamco in ‘ shell companies’ case Featured in: SEBI proposes direct overseas listing of companies Featured in: SEBI notice says Chanda Kochhar violated code of conduct Featured in: SEBI order kicks off storm; social media links can’t prove insider trading Featured in: Uttam Galva investors move SAT against ArcelorMittal as a public shareholder Featured in: SEBI examining RBI norms on rating resolution plans of stressed assets Featured in: SEBI is doing a rethink on its trading plans & may even scrap them Featured in: Finish probe on time, CVC to SEBI Featured in: Nirav Modi hired PwC, IDFC Bank, Moelis, Jefferies to help launch IPO Featured in: SEBI mulls new structures for GIFT city traders Featured in: Rajesh Exports posts brokerage reports on stock exchange sites Featured in: SEBI gets teeth to act against exchanges, new market outfits Featured in: Crystal Crop Protection to buy Solvay’s India Specialty Chem Biz Featured in: Regulating the Auditors: How NFRA & SEBI could co-exist Featured in: SEBI summons individuals raided over leak of earnings reports on WhatsApp Featured in: Analysts bat for joint monitoring of FPI limits by RBI, SEBI Featured in: SEBI considered news article to acquit ex-MCX officials of insider trading charges Featured in: Spike in insider trading, manipulation Featured in: SEBI widens net in WhatsApp probe Featured in: WhatsApp leak case: SEBI tells Axis Bank to probe suspected leak of results Featured in: SEBI conducts ‘Search & Seizure’ in WhatsApp leak case Featured in: Government moves to take over Unitech as NCLT dismisses company board Featured in: IBC Ordinance may bar clean bidders too, say stakeholders Featured in: IBC ordinance, a blow to wilful defaulters? Featured in: Regulating unlisted firms: more teeth for SEBI but… Featured in: SEBI to keep NSE’s consent plea on hold till algo-trading system audit is complete Featured in: Cryptocurrencies, ICOs under SEBI lens Featured in: Government to set up an agency to regulate collective investment schemes Featured in: NeSL gets final nod to become India’s first Information Utility Featured in: NeSL gets registration to store information of bankruptcy cases Featured in: NeSL to be the first Information Utility under the new recovery law Featured in: India’s first Information Utility goes live Featured in: SAT pulls up SBI Life for delaying Rs. 275 crore refund matter Featured in: Tata Sons Shareholders back move to become a private company Featured in: Supreme Court widens scope of front-running rules to include individuals Featured in: Government may ask public unlisted companies to convert shares into demat form Featured in: Government looking to dematerialise shares of unlisted cos to curb black money Featured in: Government plans to dematerialise the shares of unlisted companies to crack down on black money Featured in: SEBI weighs barring auditors if audit fails to give a true picture Featured in: Class action suits ripe for review Featured in: SEBI scanner on Infosys stock movement, corporate governance Featured in: Infosys compliance: SEBI seeks data Featured in: Shell stocks J Kumar, Prakash Industries to trade today Featured in: SAT order on shell companies Featured in: Shell companies case: SAT stays SEBI order on J Kumar Infra, Prakash Industries Featured in: Shell companies tag: 3 companies move SAT against SEBI order Featured in: Securities Appellate Tribunal allows two alleged shell companies to trade Featured in: Startup funding may come under SEBI lens Featured in:
